James Ochner Comment On Regulatory Notice 22-14
This reporting requirement would bring the market closer to full transparency which in turn would give more confidence to the average retail investors that the SEC, FINRA, and the DTCC are concerned about the public interests. I agree this rule should be passed.
SR-FINRA-2022-018
Rule Filing Status: Filed for Immediate Effectiveness
Rule change to extend the expiration date of the temporary amendments set forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 from July 31, 2022 to October 31, 2022.