Duke Watson Comment On Regulatory Notice 22-14
Why are we still having to ask for basic accountability in the year 2022? The reason is because crime pays and the self reportive market is riddled with fraud as the past several months of Sec fines proves there is a glaring problem. https://www.sec.gov/news/pressreleases The DOJ mentioned using the RICO act for a reason and it is time to implement a computer tracking system to get with the times to stop this infinite liquidity of synthetic shares and unenforced FTD's.
Regulatory Notice 22-15
Summary
Following the enactment of the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act of 2021 (Act), FINRA amended the Code of Arbitration Procedure for Industry Disputes (Code) to align the Code with the Act.1 Among other things, the amendments permit persons with sexual assault claims and sexual harassment claims to elect not to enforce predispute arbitration agreements in cases that relate to those disputes.
Tom Rethberg Comment On Regulatory Notice 22-14
I believe this "Proposed Trade Reporting Requirements for Over-The-Counter Options Transactions" is a crucial step for more transparency in the finacial markets. It will be important to limit misuse of financial instruments/loopholes and so forth in order to gain an advantage over other market participants. I strongly agree to the proposed requirement.
Rasheed Comment On Regulatory Notice 22-14
THIS IS SOMETHING WE DESPERATELY NEED RIGHT NOW! THESE HEDGEFUNDS HAVE GOTTEN AWAY WITH SO MUCH THAT THEIR ACTIONS THREATEN TO COLLAPSE THE WHOLE WORLD’S ECONOMY!
Malichi Comment On Regulatory Notice 22-14
I support this. The retail investors need this for a more fair market.