FINRA Is Open

2022073675001 David Karandos CRD 1934119 AWC lp (2022-1659831614067).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022073675001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: David Karandos (Respondent) Former General Securities Representative CRD No. 1934119 Pursuant to FINRA Rule 9216, Respondent David Karandos submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2020068406701 William Edward Torriente CRD 4255814 AWC lp (2022-1659831601759).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068406701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: William Edward Torriente (Respondent) Former General Securities Representative CRD No. 4255814 Pursuant to FINRA Rule 9216, Respondent William Edward Torriente submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2020065163003 Wei Donald Tang CRD 1805501 AWC lp (2022-1659745220504).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065163003 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Wei Donald Tang (Respondent) Registered Representative and Registered Principal CRD No. 1805501 Pursuant to FINRA Rule 9216, Respondent Wei Donald Tang submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Steven Murphy Comment On Regulatory Notice 22-08

Ive been recently informed of you trying to impose regulations & restrictions disqualifying normal people/investors from investing into crypto funds. I wanted to express my concern to everyone involved in hurting my portfolio & stopping me from investing into crypto funds such as BITO. I myself should be able to choose my own investments which are right for me, I take financial responsibility. Funds like these are important and should be available to everyone & not just the privileged few.

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