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Timothy Scott Comment On Regulatory Notice 22-08

I have been trading leveraged ETFs for years. I understand the risks associated with them, as well as, all investment vehicles; leveraged or otherwise. Government imposed restrictions of these funds is not needed nor wanted. I should not have to go through any special process just to prove that I can use these products as a part of my investment strategy. Asking someone to prove they have enough 'wealth' to trade these vehicles is class warfare and an attack on the average investor.

Brenda Lee Comment On Regulatory Notice 22-08

Dear Sir or Madam; Even though I have the "money" I am already restricted in types of bonds that I can purchase. Some unknown somebody has made that decision for me. If a legal investment is available to the public, than the investment should be available to ALL. Thanks to a marvelous public school education, I am able to read and comprehend public securities investments and their risks. As dull and boring as they may be to read, I DO read them. Do not impose on your investment decisions. It's like handing my ability to vote to a complete stranger - I would not do it. Would you?

2021070837001 Edric M. McSween CRD 2080810 gg (2022-1654820429386).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070837001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Edric M. McSween (Respondent) Former General Securities Representative CRD No. 2080810 Pursuant to FINRA Rule 9216, Respondent Edric M. McSween submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Chad Treece Comment On Regulatory Notice 22-08

I have been invested for a number of years in a number of products that are being considered for additional regulation, including CEFs, target date funds, high yield bond funds, leveraged/inverse funds, and crypto-backed funds. I researched these funds before investment, and expect anyone else would as well.

These funds have been some of the most productive in my portfolio, and I think anyone with funds to invest should be allowed to.