Reg BI Events

Past Events

On-demand Events/Programs Featuring Reg BI Discussions

• FINRA Unscripted Podcast: Regulation Best Interest and Form CRS: Two Years In | June 28, 2022
• 2022 FINRA Annual Conference Session: Regulation Best Interest: Lessons Learned | Recorded May 17, 2022
• 2021 Small Firm Virtual Conference | October 28, 2021
• 2021 FINRA Annual Conference | May 18 - 20, 2021
• SEC Reg BI Roundtable | Available on the SEC Reg BI/Form CRS page | October 2020
• 2020 Small Firm Virtual Conference: Regulation Best Interest and Form CRS Panel | Recorded October 28, 2020
• Podcast: Regulation Best Interest: Implementing a New Standard of Conduct | Released July 7, 2020
• Virtual Conference Panel: Regulation Best Interest: Compliance Inspections and Examinations | Released May 12, 2020
• Virtual Conference Panel: Regulation Best Interest and Form CRS: Where Are We Now | Released May 6, 2020
• Conference: Regulation BI Conference | Video | December 18, 2019
• Podcast: Regulation Best Interest: Preparing for a New Standard of Conduct | Released October 15, 2019
• FINRA Small Firm Conference Call (The SEC’s Regulation Best Interest) | Recorded October 8, 2019
• 2019 FINRA Advertising Regulation Conference (Plenary Session: Regulation Best Interest and Current Developments) | Recorded October 24, 2019 – Session Available On Demand