Notices
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
| Publication Date | Title | Description |
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| Notice To Members 85-10 | NASDAQ National Market System Grows to 1,472 Securities With 100 Voluntary Additions on February 19, 1985
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| Notice To Members 85-9 | Holiday Settlement Schedule — February, 1985
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| Notice To Members 85-8 | NASDAQ National Market System Grows to 1,378 Securities With 100 Voluntary Additions on February 5, 1985 and Four Mandatory Inclusions on February 12, 1985
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| Notice To Members 85-7 | Changes to Georgia Blue Sky Registration Requirements for NASDAQ Companies
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| Notice To Members 85-6 | Amendment to Corporate Financing Filing Requirements Effective March 1, 1985
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| Notice To Members 85-5 | Follow-up to NASD Notice to Members 84-48 Dealing with Concessions Receivable and Related Commissions Payable
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| Notice To Members 85-4 | Quarterly Checklist of Notices to Members
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| Notice To Members 85-3 | Membership Vote on Proposed Amendments to Association's By-Laws and Solicitation of Comments on Proposed Amendments to the Code of Procedure
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| Notice To Members 85-2 | NASDAQ National Market System Grows to 1,276 Securities With 100 Voluntary Additions on January 22, 1985
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| Notice To Members 85-1 | Martin Luther King, Jr.'s Day: Trade Date — Settlement Date Schedule
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| Notice To Members 84-73 | Proposed Amendment to the Uniform Practice Code to Require Prompt Settlement of Syndicate Accounts
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| Notice To Members 84-72 | Expansion of NASDAQ National Market System
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| Notice To Members 84-71 | SEC Rule 15c2-2 Fully Effective
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| Notice To Members 84-70 | 25 Stocks Added to the Small Order Execution System (SOES)
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| Notice To Members 84-69 | Offshore Shell Bank Licenses Registered in Majuro, Marshall Islands
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| Notice To Members 84-68 | Amendments to the Uniform Practice Code to Provide for a Liability Notice Procedure and a Liability Notice Form
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| Notice To Members 84-67 | NASDAQ National Market System Grows to 1,185 Securities With 50 Voluntary Additions on December 18, 1984
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| Notice To Members 84-66 | Vantage Securities of Colorado, Inc. 7000 E. Belleview Avenue, #307 Englewood, Colorado
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| Notice To Members 84-65 | Christmas Day–New Year's Day: Trade Date—Settlement Date Schedule
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| Notice To Members 84-64 | Securities and Exchange Commission Interpretation of Application of Rule 15c2-4 to Direct Participation Program Offerings
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| Notice To Members 84-63 | Small Order Execution System (SOES)
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| Notice To Members 84-62 | Effect of the Tax Reform Act of 1984 and Amendments to Various NASD and SEC Rules on NASD Qualification Examinations
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| Notice To Members 84-61 | PLATO Learning Centers to Close Thanksgiving Week, November 19–23, 1984
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| Notice To Members 84-60 | 1985 Schedule of Holidays
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| Notice To Members 84-59 | National Market System Grows to 1,142 Securities With 40 Voluntary Additions on November 20, 1984
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| Notice To Members 84-58 | Thanksgiving Day: Trade Date — Settlement Date Schedule
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| Notice To Members 84-57 | Federal Reserve Board Acts to Grant Immediate Margin Status To All NASDAQ/NMS Issues
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| Notice To Members 84-56 | Three Securities Mandated to Join NASDAQ/NMS on November 13, 1984
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| Notice To Members 84-55 | Implementation of NASDAQ Equity Audit Trail
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| Notice To Members 84-54 | Quarterly Checklist of Notices to Members
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| Notice To Members 84-53 | Request for Comments on Proposed Amendment to Appendix F Concerning Suitability Requirements for Freely Tradeable Partnership Units
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| Notice To Members 84-52 | Next NASDAQ/NMS Phase-In Scheduled for October 16
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| Notice To Members 84-51 | Amendments to Code of Arbitration Procedure
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| Notice To Members 84-50 | Trade Date — Settlement Dates for October and Early November
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| Notice To Members 84-49 | 32 More Securities to Join NASDAQ/NMS on September 18, 1984
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| Notice To Members 84-48 | New SEC Staff Interpretation Concerning the Treatment of Concessions Receivable and Related Concessions Payable Under the Uniform Net Capital Rule
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| Notice To Members 84-47 | Adoption of Amendments to Section 4 of Appendix A, Article III, Section 30 of the Association's Rules of Fair Practice
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| Notice To Members 84-46 | SEC Approval of Revised Rules for Bunching of NASDAQ/NMS Trades
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| Notice To Members 84-45 | Request for Comments on a Proposed New Section to the Uniform Practice Code Concerning Customer Account Transfers
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| Notice To Members 84-44 | Amendments to the Uniform Practice Code Sections 5, 9, 12 and 30
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