Notices
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
| Publication Date | Title | Description |
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| Notice To Members 83-58 | SEC Rule Change Relating to Foreign Securities in NASDAQ
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| Notice To Members 83-57 | Trade DateSettlement Date Schedule for Election Day and Veterans Day
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| Notice To Members 83-56 | Fidelity Bonds Definition of "Employee"; Expiration of Grace Period
Expiration of Grace Period
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| Notice To Members 83-55 | Amendments to Association By-Laws
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| Notice To Members 83-54 | 16 Securities Mandated to Join NMS on November 8, 1983
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| Notice To Members 83-53 | Quarterly Checklist of Notices to Members
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| Notice To Members 83-52 | Group Surety Bond Buying Program
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| Notice To Members 83-51 | Columbus Day: Trade DateSettlement Date Schedule
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| Notice To Members 83-50 | 50 Securities Scheduled to Join NMS on October 18
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| Notice To Members 83-49 | Request for Comments on Proposed Amendment to Appendix F Concerning Associate General Partners of Direct Participation Programs
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| Notice To Members 83-48 | Proposed New Rule of Fair Practice Relating To Permission For Members to Carry Customer Accounts
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| Notice To Members 83-47 | Proposed New Rule of Fair Practice to Regulate the Activities of Members Experiencing Financial and/or Operational Difficulties
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| Notice To Members 83-46 | Labor Day: Trade DateSettlement Date Schedule
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| Notice To Members 83-45 | Adoption of Amendments to Schedule E on Self-Underwriting
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| Notice To Members 83-44 | Change of Policy on Overallotment Options
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| Notice To Members 83-43 | Rescission of Venture Capital Policy and Adoption of New Requirement
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| Notice To Members 83-42 | 100 Securities Scheduled to Join NMS in August and September
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| Notice To Members 83-41 | SEC Staff Issues No-Action Letter Providing Temporary Relief from Certain Provisions of Rules 15c3-1 and 15c3-3 Dealing with Municipal Securities
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| Notice To Members 83-40 | Quarterly Checklist of Notices to Members
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| Notice To Members 83-39 | Real-Time Transaction Reporting in Additional 100 NASDAQ NMS Securities Effective February 8, 1983
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| Notice To Members 83-38 | SEC Adopts Amendments to Rule 10b-10; Confirmation Rule
Confirmation Rule
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| Notice To Members 83-36 | Subscriptions to Monthly Statistical Reports of NASDAQ Issues
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| Notice To Members 83-37 | 44 Securities Scheduled to Join NMS on August 9, 1983
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| Notice To Members 83-35 | Adoption of Section 9 of Article III, Schedule A of the Association's By-Laws; Fee on Cleared Transactions
Fee on Cleared Transactions
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| Notice To Members 83-34 | Western Pacific Securities, Inc. 1880 Century Park East Los Angeles, California
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| Notice To Members 83-33 | Compliance With State Registration Requirements
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| Notice To Members 83-32 | 50 Securities Scheduled to Join NMS on July 19
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| Notice To Members 83-31 | Adoption of Revised and Simplified Regulation T of the Federal Reserve Board
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| Notice To Members 83-30 | Independence Day Trade DateSettlement Date Schedule
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| Notice To Members 83-29 | Gibralco, Inc. 1321 Seventh Street Santa Monica, California
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| Notice To Members 83-28 | Additional Securities Voluntarily Added Into National Market System
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| Notice To Members 83-27 | MBD Investors, Inc. RD#1 Box 60 AA Enon Valley, Pennsylvania 16120
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| Notice To Members 83-26 | Adoption of Amendments to Interpretation on Free-Riding and Withholding
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| Notice To Members 83-25 | Request for Comments on Amendment to Corporate Financing Filing Requirements
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| Notice To Members 83-24 | Request for Vote on Proposed Corporate Financing Rule
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| Notice To Members 83-23 | Memorial Day Trade Date Settlement Date Schedule
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| Notice To Members 83-22 | Real-Time Transaction Reporting in Additional 57 NASDAQ NMS Securities Effective May 24, 1983
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| Notice To Members 83-21 | Gerald Greenspan
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| Notice To Members 83-20 | Quarterly Checklist of Notices to Members
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| Notice To Members 83-19 | Approval of Revisions to Qualification Requirements of Foreign Issues on NASDAQ
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