12103. Director of FINRA Dispute Resolution Services
(a) The Board shall appoint a Director of FINRA Dispute Resolution Services. The Director shall perform all the administrative duties relating to arbitrations submitted under the Code. The Director may delegate his or her duties when it is appropriate, unless the Code provides otherwise.
(b) The Director shall consult with the NAMC at the NAMC's request.
(c) If the Director is unable to perform his or her duties, the President of FINRA Regulation may appoint an interim Director.
| Amended by SR-FINRA-2020-039 eff. Oct. 29, 2020. Amended by SR-FINRA-2015-034 eff. Dec. 20, 2015. Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Adopted by SR-NASD-2003-158 eff. April 16, 2007. Selected Notices: 07-07, 08-57, 16-04. |