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FINRA Rules
6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES

6800. CONSOLIDATED AUDIT TRAIL COMPLIANCE RULE

The Rule Notices Guidance News Releases FAQs

6810. Definitions

6820. Clock Synchronization

6830. Industry Member Data Reporting

6840. Customer Information Reporting

6850. Industry Member Information Reporting

6860. Time Stamps

6865. Time Stamp and Clock Synchronization Rule Violations

6870. Connectivity and Data Transmission

6880. Development and Testing

6890. Recordkeeping

6893. Timely, Accurate and Complete Data

6895. Compliance Dates

6898. Consolidated Audit Trail—Fee Dispute Resolution

Book traversal links for 6800. CONSOLIDATED AUDIT TRAIL COMPLIANCE RULE

‹ 6770. Emergency Authority
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6810. Definitions ›

Disclaimer: The summary and detailed topics are only available for 40 FINRA Rules and have been applied as part of the FINRA Rulebook Search Tool™ (FIRST™) prototype. FIRST is for informational purposes only and does not provide regulatory or compliance advice. You should always review the relevant rule text and the related guidance to understand your regulatory obligations. Usage or reliance on this tool is not a defense to a failure to comply with the FINRA rules. Learn More

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