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6900. REPORTING TRANSACTIONS IN DIRECT PARTICIPATION PROGRAMS
All secondary market transactions by members in Direct Participation Program securities other than transactions executed on a national securities exchange shall be reported to the NASD in accordance with the procedures set forth below. All trade tickets shall be time-stamped at the time of execution.
Amended by SR-NASD-2005-087 eff. Aug. 1, 2006.
Adopted by SR-NASD-96-08, SEC Rel. No. 34-38132 (Jan. 7, 1997); 62 F.R. 2204 (Jan. 15, 1997).