Leveraged/Inverse Products ... like other investment products, leveraged and inverse funds or ETFs have a useful purpose for those who have some understanding of the terms "leveraged" and "inverse"...
All a person has to do to understand what "leveraged" or "inverse" means is some MINIMAL research on their broker's
With a paternalistic misguided view that you are protecting retail, you are in fact restricting risk management actions that can be taken by retail. And in the middle of a correction! Inverse ETFs are liquid and can be sized appropriately while selling covered calls cannot be. And institutions are allowed to trade options during hours retail is not, further impeding my risk management efforts.
Hello.
I don't want my rights removed. Its bad enough that the individual investors have less rights and access to funds than the industry insiders and professionals. I don't want any less access to any funds you are considering restricting. I invest in select funds that you are considering limiting. I use them to hedge my investments in other stocks and funds. They are a
Please do NOT regulate "complex products". I am a junior enlisted soldier whose income is comparable to the average minimum wage worker. I do not have a bachelor's degree let alone the knowledge of a niche finance professional. HOWEVER, it is my responsibility to understand what I am choosing to invest my earnings on. I, and other retail investors understand the risks of investment
FINRA Amends Section 13 of Schedule A to the FINRA By-Laws to Establish Charges for New Option to File Websites and Web Pages in Native Format
I cannot believe how deep this corruption runs. Honestly, at this point id be hopeful that any number of these committees would do something to level the playong feild here. However judging by lack of action, i have come to one of two conclusions. You're either all corrupt and working together to rob the american public. The people who keep this coubtry running. The people you all considered
The Cybersecurity and Cyber-Enabled Fraud topic of the 2025 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations, (2) findings and effective practices, and (3) additional resources.
The Market Access Rule topic of the 2025 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations, (2) findings and effective practices, and (3) additional resources.
Hello my comment is really quite simple I’m a new investor trying to break the cycle of poverty in my family with that being said as little as I know i have seen the blatant manipulation and illegal actions by billionaire companies only be handed a fine for breaking the law and completely manipulating a system that should be for everyone not just the 1 percent who has molded the stock market to
