Summary
FINRA is requesting comment on potential enhancements to its short sale reporting program. FINRA is considering: (1) modifications to its short interest reporting requirements (Rule 4560); (2) a new rule to require that participants of a registered clearing agency report to FINRA information on allocations to correspondent firms of fail-to-deliver positions; and (3) other
Come on Finra and SEC. I’m a UK based investor and watching what’s happening with regards the Dark Pool and Hedge Funds having an unfair advantage in the Market place is one thing, but watching what’s going on daily with regards Citadel Connect and the underhanded shorting of AMC and GME needs to be investigated. The US is meant to be the land of the free and a place where “Dreams Come True” you
I entered the market as a retail investor. I had an understanding of business fundamentals and decided to test my knowledge hoping to create some wealth for my family. After a year of buying and selling stocks, I realize I can never time this right. I wanted to understand why I am always on the losing end. Now, after reading what goes on in the so called dark pools, I realize I cannot trust the
Eliminate dark pools Fines should be greater than the profit hedge made from the illegal activity Jail time is needed for market manipulation. Short positions should be forcibly closed out if illegal market manipulation is found and trading rights of those involved should be revoked. Shorting taking place in the dark pool needs to be disclosed to the public. If an institution buys shares in the
We are tired of crappy stock markets..we need transparency of the stovk market... Citadel needs be broken into tiny pieces...how can someone be hedge fund and decide what do with retailers money... Are guys being held hostage by wallstreet.. 2008 economy go down..who gets bailed out.big money...2020 economy takes a shit..guess who the first to cry again. I think america is here cater for big
SUGGESTED ROUTING:*
Senior ManagementInstitutionalLegal & ComplianceOperationsResearchSyndicateSystemsTradingTraining*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
On March 10, the Securities and Exchange Commission (SEC) approved amendments to Schedule D regarding trade reporting for regular Nasdaq® equity securities. The trade
SUGGESTED ROUTING
Senior Management
Continuing Education
Legal & Compliance
Operations
Registered Representatives
Systems
Trading
Executive Summary
The National Association of Securities Dealers, Inc. (NASD® or Association) is issuing this Noticeto clarify the application of the Association's Limit Order Protection Rule (Conduct Rule IM-2110-2) in
Dear Sir or Madam, it has been long overdue to further regulate short sale reporting as short selling has primarily been used by the investment firms impacting the financial market of the United States the most of any parties. The lack thereof seems absurd when taking into consideration the false reporting of many facts by mainstream media such as short interest, highly opinionated company
As a newer investor, I am appalled at the lack of transparency in the market. The information I have discovered involving dark pools, naked shorting of shares, and hiding FTD's within options is the most blatant forms of manipulation in any field that I have been a part of. How this has been allowed for all these years with only a slap-on-the-wrist penalty is disgraceful. The sad part is
Yes all these disclosures are ok and show improvement. But what we need is bigger fines and penalties for those who breaks the rules and manipulating the market, yes Hedged finds and Broker platforms such as Robinhood. You need to say it’s enough and you can’t keep doing wrong stuffs. All these little fines recently changes nothing, someone is at fault and guilty, some people deserve to go to
