Annual Conference, FINRA's premier event, provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics. This year it takes place May 13-15, 2025.
Stay current on rules and regulations in settings designed to promote timely learning and sharing with peers, regulators and other financial services professionals. FINRA Conferences and educational events are ideal for compliance and legal professionals, supervisors, branch and main office staff, IT and operations professionals, and others in the financial services industry.FINRA Conferences and
FINRA Disclosure Reporting Boot Camp Schedule & How to Register
In-Person Registration Systems Foundation (Fee $300 per person): includes a single day of in-person training for firms on FINRA Gateway and related systems.
In observance of Memorial Day, FINRA’s Market Transparency Reporting Systems will be closed on Monday, May 26, 2025.
Submit to FINRA a signed/notarized hard copy CRD printout of Form BD. Make sure the firm’s Financial and Operations Principal (FINOP) is listed on Schedule A of Form BD.
Submit Form BR requesting registration of at least one branch office location. Learn more about branches on the Manage a Branch Office Registration page.
Request principal registration for at least two
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