I’m not going to pretend that I know more then the sec. I’ll just say one thing. Enforce the rules you have in place, and stop [REDACTED] for someone because they have billions in the bank. We the people won’t [REDACTED] for you or them any longer. And when this transfer of wealth is complete there will be an all new era in America and I for one, can’t wait.
Proposed Rule Change Relating to the New Securities Industry Essentials (SIE) Examination
I have been an investor in the stock market for over 20 years, but am considering pulling out for good. The regulators have shown everybody that they aren't in control, and allow hedge funds to run rampant with manipulation and most likely buy them off with kickbacks in the form of fines, while they break all the rules. The level of gross criminality is off the charts, and at the very least
SEC Approves New NASD Rule 2290 Regarding Fairness Opinions
Where do I begin? Crack out the whip on SEC forcing them to actually enforce the current rules, & make improvements where needed to protect EVERY investor - NO FAVORITISM. Shorts should be transparent for ALL to see. 'Immediate' enforcement of FTD failure to deliver. FULL transparency is imperative, show what's happening on the inside with dark pools. A fair market needs to
SUGGESTED ROUTING:*
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EXECUTIVE SUMMARY
On October 10, 1991, the Securities and Exchange Commission (SEC) unanimously approved four changes to the Small Order Execution System (SOES) operated by NASD Market Services, Inc. for Nasdaq securities.
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PLEASE NOTE: On July 30, 2007, the Financial Industry Regulatory Authority, FINRA, began operations. FINRA was formed through the consolidation of NASD and the enforcement, member
May 2, 2023During this session, FINRA staff discuss the emerging trend of new account fraud, how bad actors are committing crimes through new account fraud, common practices to mitigate new account fraud, and applicable rules, regulations and guidance.Speakers:Blake Snyder, Senior Director, Financial Intelligence UnitGargi Sharma, Investigative Director, Special Investigations UnitCarmi Moser,
All current legislation should be properly enforced. Harsher punishment for those who fail to abide by the rules; bigger fines (full amount made from any damages done through manipulation) and or Jail time. HFT - they should either be regulated and monitored or scrapped all together. No human can compete with them. Stop the forced bankruptcy of companies through market manipulation.
I JUST WANT THE RULES TO BE ENFORCED FOR ONCE. YOU GUYS ARE SUPPOSED TO PROTECT THE RETAIL INVESTOR. What is happening behind closed doors is unbelievably evident. THEY ARE OVERLEVERAGED yet have not been called. AMC retail investors own the float and they continue to borrow shares they find somewhere. How can you claim to be for us when their penalties are a slap on the wrist. please protect us.
