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I am ashamed at how blatantly our markets are built to generate wealth for a select few at the expense of main st businesses and people. It is an embarrassment that over 100% of a company could be sold short. It is an embarrassment that wall st firms can sell millions of shares short, but mark them long and continue to do business with a laughable fine. It is honestly hard to take FIRNA seriously
A completely transparent market would allow retail traders to self teach themselves much easier. Along with an official site with all data, Picture Ortex without having to pay $500/year. Also, give us up to date information.... this T+2, T+5, T+13, T+35 stuff is nonsense in today's day and age. We have the technology to do it, so why aren't we giving current information? Creating a
Comments: As both an ETF investor and ETF industry executive, I'm alarmed at FINRA's latest regulatory notice 22-08, which has major implications for both the ETF marketplace and the investing public.
It's not in the public's best interest for FINRA to deliberately limit investment choices or to impose fettered obstacles that intimidate and restrict the retail
You think you’re arguing from a position of strength. You think asking for the public to comment you’re assuaging the masses. You think we think you’ll actually do something honorable and equitable in response to this open comment forum. We know better. It’s all coming out now. Again. We know you’ve rigged the game and corrupted the market. We know you only pay lip service when moralizing an open
TO: All NASD Members and Other Interested Persons
ATTN: Corporate Financing Department
The Board of Governors has adopted amendments to the filing requirements of the Interpretation of the Board of Governors — "Review of Corporate Financing," which will be effective on March 1, 1985. The text of the amendments is attached to this notice. The amendments will exempt from the filing
Leveraged funds can be very useful for certain goals. There is nothing necessarily optimal about the 1x leverage an investor would obtain using a typical index fund such as SPY. For some investors/situations, less than 1x leverage is better and for others, greater than 1x leverage is better. Hence restricting the public's access to leveraged funds could be detrimental to those whose risk
Dear FINRA Regulators:
I use Public Investments as a tool to build my financial future and that of my family. As an investor I want to have all options available to me and they should be available to others too, at any time, with no restrictions whatsoever. I want to have the right to choose freely what Public Investments to use in my portafolio and assume full responsibility for my investment
Whether or not I am investing at this time is inconsequential. What is important is my rights under the constitution. You have no right to violate my constitutional rights. To insult my intelligence, is unexceptable. To limit my rights to protect myself and/or my family's livelyhood with financial security is unforgivable and a violation of my rights. We do not live in a society where
This regulation doesn't help me as a consumer or investor. It hurts me. It takes away my options and my ability to decide what is right for me and my finances. The attitude that individual investors are too dumb to understand "complex" investments is offensive. I do my homework and choose my investments based on my own risk profile, investment vehicles and asset classes that I
A Key Architect of the ABLE Act Recognized for Efforts to Advance Financial Capability for People with Disabilities
WASHINGTON – The FINRA Investor Education Foundation (FINRA Foundation) today awarded Michael Morris the 2020 Ketchum Prize—its highest honor—for his extraordinary leadership in creating a better economic future for people with disabilities through advocacy, research and