| 88-01724 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Bernard J. Luskin vs. Claimant ) ) Case #88-01724 Award E. F. Hutton & Co., Inc., a Corporation and Jac Stulberg Respondents Shearson Lehman Hutton Inc.. Cross-Complaintant vs. Bernard J. Luskin Cross-…
|
Award |
NASD |
06/06/1989 |
| 88-02331 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Ronald C. Wright and Newhard Cook and Co., Inc. Claimant Respondents AWARD 88-02331 SUMMARY In a claim filed on or about July 21, 1988, the Claimant al 1 eged wrongful termination and the breach of a fixed-…
|
Award |
NASD |
06/06/1989 |
| 88-01891 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Henrv T. Kim and Julia 0. Kim Claimants Case #88-01891 vs. ) Award ) PaineWebber, Inc. and Timothy Tunney Respondents ) ) CASE SUMMARY Claimants filed this action on June 13, 1988 against Respondents for…
|
Award |
NASD |
06/06/1989 |
| 88-01384 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Armand J. Parker and Margaret O. Parker r JTTEN Claimant(8) vs. Bill Richey and Bob Frankel Respondent(s) AWARD 88-01384 The Arbitrator, Kent Mastores, Esq., selected to review and determine a natter in controversy…
|
Award |
NASD |
06/06/1989 |
| 88-02856 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) Joost A. Gompels Claimant ) Case #88-02856 vs. Award Prudential-Bache Securities, Inc. Respondent On May 10, 1989, the undersigned arbitrators heard the controversy between the parties as set forth in…
|
Award |
NASD |
06/06/1989 |
| 88-02479 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC In the Matter of the Arbitration Between Valley Inland Pacific Constructors Claimant vs. Merrill Lynch, Pierce, Fenner & Smith, Inc and Susan Menashe Respondents Case #88-02479 Award CASE SUMMARY Claimant, Valley Inland Pacific Constructors, filed…
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Award |
NASD |
06/05/1989 |
| 88-00814 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. — — — — ——— — — — — — •!••. — »-*. — —^—— »«••— — -*•—— — -•-* — — —•.»———».»«. — ^*»*»_^ — — — In the Matter of the Arbitration Between ) Louis Charles Fink ) Claimant ) ) Case #88-00814 vs. ) Award ) Shearson Lehman Brothers Edward Boulbol Henry…
|
Award |
NASD |
06/05/1989 |
| 88-01288 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Thomas and Lulu Kavouras, Claimants vs. Rocky Mountain Securities and Investments, Inc. and Arthur Kaufman, Respondents Case 188-01288 Award On May 24, 1989, the undersigned arbitrators heard the controversy…
|
Award |
NASD |
06/05/1989 |
| 88-00687 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Anthony F. Hernandez Clairaant(s) vs. The Jamesen Group, Inc. Respondent(s) NOTICE OF ARBITRATION AWARD 88-00687 The Arbitrator, Prudence W. Baldwin, selected to review and determine a matter in controversy between…
|
Award |
NASD |
06/05/1989 |
| 88-00236 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Hartford A. Henry ) Marian Henry ) Claimants ) ) Case #88-00236 vs. ) Award ) Smith Barney Harris Upham & Co., Inc. ) Arnold Schwartz Respondents ) ) On April 18 and May 16, 1989, the undersigned…
|
Award |
NASD |
06/05/1989 |
| 88-02754 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. ^••««MW«< *«ta1»W«*>MM»M>»lB*«B*»ll»»^»W*BBW^BVakWab«»^V^^«»*tM^— ••••••^V^M^M^'t In the Matter of the Arbitration Between ) ) Douglas Salavec, Claimant vs. / ) ) Case #88-02754 ) Award Philips, Appel & Maiden, Inc. and Eric S. Colella,…
|
Award |
NASD |
06/05/1989 |
| 87-01289 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) Teletest Corporation Claimants ) Sylvester Hilleary Williams ) Case ?87-01289 ) vs. ) Award Monarch Funding Corporation Leo Eisenberg Michael Eisenberg Respondents ) On August 3, 1988 and May 5, 1989, the…
|
Award |
NASD |
06/05/1989 |
| 88-02610 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC, IN THE MATTER OF THE ARBITRATION between PETER and FLORENCE ARIESSOHN Claimant(s) vs. MERRILL LYNCH PIERCE FENNER & & SMITH, INC. Ressoncer.tl s ; \\ •« \ AWARD 588-02510 Tr.e -rcsrsi cnec caing ---e A.-D--tretc-' se'sc-ac ~c -svisw ana '.re…
|
Award |
NASD |
06/02/1989 |
| MS88-90 |
MUNICIPAL SECURITIES RULEMAKING BOARD In the Matter of the Arbitration between Claiaants, v. L.F. ROTHSCHILD fc CO., INC., Respondent and Third-Party Claiaant, KBVIN D. BODEN, Third-Party Respondent, AWARD MS88-90 SC8-038; MS88-91; MS88-92 k MS88-93 The UNDERSIGNED, pursuant to MSRB Rule G-35,…
|
Award |
MSRB |
06/02/1989 |
| 87-02504 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) ) Martin 0. Wolf ) } Claimant ) and ) A W A R D ) First National Brokerage Services, Inc.; ) 87-2504 Ameritrade, Inc.; ) William Glasz and Michael Bilgere Respondents On Wednesday, May 10, 1989 in Omaha,…
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Award |
NASD |
06/02/1989 |
