Arbitration Awards Online

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Award Document Case Summary Document Type Forum Date of Award
89-03566 NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Mohyi A. Refaie Claimant(s) vs . Vanguard Discount Brokerage, Richard McHale and Tim Holmes Respondent(s) NOTICE OF ARBITRATION AWARD 89-03566 CASE SUMMARY Claimant(s) Mohyi A. Refaie alleged that Respondent(s)… Award NASD 04/25/1990
89-03484 NATIONAL ASSOCIATION OF SECURITIES DEALERS NOTICE OF ARBITRATION AWARD 89-03484 In the Matter of the Arbitration Between Irving Rubin Claimant(s) vs . First Fidelity Brokers, Inc. Respondent(s) CASE SUMMARY Claimant(s) Irving Rubin alleged that Respondent(s) First Fidelity Brokers, Inc. negligently… Award NASD 04/25/1990
89-02843 NATIONAL ASSOCIATION OF SECURITIES DEALERS _ y In the Matter of the Arbitration Between David R. and LeeAnn N. Meinhold vs. Philip S. Brown and The Stuart Janes Co. Claimant(s) Respondent(s) NOTICE OP ARBITRATION AWARD 89-02843 CASE SUMMARY Claimant(s) David R. and LeeAnn N. Meinhold alleged that… Award NASD 04/25/1990
89-02978 NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Vincent D. Lastella Claimant(s) vs. Monmouth Investments, Inc. and Richard DeRose Respondent(s) NOTICE OF ARBITRATION AWARD 89-02978 CASE SUMMARY Claimant(s) Vincent D. Lastella alleged that Respondent(s) Monmouth… Award NASD 04/25/1990
89-03093 NATIONAL ASSOCIATION OF SECURITIES DEALERS In the. Matter of the Arbitration Between Harry Berry, Jr. Claimant(s) vs. 89-03093 Tucker Anthony, Inc. Respondent (s.) NOTICE OP ARBITRATION AWARD CASE SUMMARY Claimant(s) Harry Berry, Jr. alleged that Respondent(s) Tucker Anthony, Inc. misrepresented… Award NASD 04/25/1990
89-03325 NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between William G. and Joan Shannon JTWROS Claimant(s) vs. 89-03325 Blinder, Robinson & Co., inc. Respondent(a) NOTICE OF ARBITRATION AWARD CASE SUMMARY ^f~ Claimant(s) William G. and Joan Shannon JTWROS alleged that… Award NASD 04/25/1990
89-03006 NATIONAL ASSOCIATION OF SECURITIES DEALERS •f In the Matter of the Arbitration Between Michael Muccio Claimant(s) vs. First Alliance Securities, Inc. and Dawn Daly Respondent(s) NOTICE OF ARBITRATION AWARD 89-03006 CASE SUMMARY Claimant(s) Michael Muccio alleged that Respondent{s) First Alliance… Award NASD 04/25/1990
88-02786 NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) B. CONNER JOHNSON AND HALINA V. JOHNSON, ) Claimants ) and ) ) CASE NO. 88-02786 NICK VALENTINO, ) Respondent ) CASE SUMMARY B. Conner Johnson and Halina V. Johnson ("Claimants") allege that Nick Valentino… Award NASD 04/25/1990
89-00925 NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Joseph J. Grenier Claimant(s) vs . Ken Nightengale and Wall Street Clearing Co. Respondent(s) NOTICE OF ARBITRATION AWARD 89-00925 CASE SUMMARY Claimant(s) Joseph J. Grenier alleged that Respondent(s) Ken… Award NASD 04/24/1990
89-00839 NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between LILA TERRY, vs . ROSEMARY GRADY ^ AMERIMUTUAL CORP.. In the Matter of the Arbitration Between JILL CLEARO, vs. ROSEMARY GRADY ^ AMERIMUTUAL CORP.. Claimant. Respondents Claimant, Respondents Case 489-00782… Award NASD 04/24/1990
89-00782 NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between LILA TERRY, vs . ROSEMARY GRADY ^ AMERIMUTUAL CORP.. In the Matter of the Arbitration Between JILL CLEARO, vs. ROSEMARY GRADY ^ AMERIMUTUAL CORP.. Claimant. Respondents Claimant, Respondents Case 489-00782… Award NASD 04/24/1990
89-00792 NOTICE: An award was rendered in this case, but is not available. Award NASD 04/24/1990
89-03059 NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between George Matray Claimant(s) vs. Stuart-James Co., Inc. Respondent(s) NOTICE OF ARBITRATION AWARD 89-03059 CASE SUMMARY Claimant(s) George Matray alleged that Respondents) Stuart-James Co., Inc. acted in an… Award NASD 04/24/1990
89-03366 NATIONAL ASSOCIATION OF SECURITIES DEALERS "*• In the Matter of the Arbitration Between Lary Stuart Mahoney Claimant(s) vs. 89-03366 K. Brett Thackston and Wheat First Securities, Inc. Respondent(s) NOTICE OF ARBITRATION AWARD CASE SUMMARY tf Claimant (s) Lary Stuart Mahoney alleged that Respondent… Award NASD 04/24/1990
88-02276 NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. — » — — ••^•.^••••.««»^*»» — — — —» — •» — — — — •**• — — — — ••—•»• — — — »••••»«• — ^•••••••« In the Matter of the Arbitration Between SYLVIA ROSENTHAL and SANDRA COHEN, JTWROS, Claimants, vs. } Case /88-02276 J. T. MORAN & CO.. STAN LEVIN and… Award NASD 04/24/1990