Two Ways to Participate
Attend the conference in person and take advantage of on-site opportunities to connect with industry peers and regulators and meet on-on-one with FINRA staff.
Participate via live broadcast
Those who can’t attend the conference in person can participate via live broadcast streamed over the Internet. All sessions will be video or audio broadcast live. Participants can choose a session to follow along, and can toggle between all other live sessions as they like. And since recordings will be made available after the conference, participants can catch up on any sessions they missed. Online participants receive access to all conference materials, and can ask questions in real time.
|Register for In-Person >||First 100 Registrants|
Before October 1, 2013
|Thru April 21, 2014||After April 21, 2014|
|Register for the Group Rate (Per Person)*|
*Available for firms that simultaneously register three or more employees to attend the conference in person. We regret that group discounts cannot be applied retroactively. For more information, please call (202) 728-8131 or email.
|Register for the Live Broadcast >||Single-Viewer License Fees||Multi-Viewer License Fees|
|Member (Small Firms)||$100||$200|
Student rate of $995 is now available. Phone registrations only. Please call (202) 728-8131 to register. Students will be required to provide proof of enrollment.
Member: employees of FINRA member firms; must provide a valid firm CRD number when registering for the conference.
Member (Small Firms): employees of FINRA member firms with 150 or fewer registered representatives; must provide a valid firm CRD number when registering for the conference.
Attorney: practicing lawyers who are employed by law firms, service providers or any other organization that is not a FINRA member firm; must provide a valid bar ID number when registering for the conference.
Government/Regulator: employees of state and federal government and regulatory agencies.
Non-Member: all others.
Live broadcast: A Multi-Viewer Access allows an unlimited number of people from the same firm to view the live broadcast for one flat fee. To register, select the Live Broadcast Multi-Viewer Access registration option above. We regret that refunds cannot be retroactively granted to upgrade two or more Single-Viewers to Multi-Viewer Access. Sharing a Single-Viewer license is a violation of FINRA’s live broadcast licensing terms.
For more information or a copy of FINRA's Financial Hardship Policy, please call (800) 321-6273.
To register, click on the desired pricing option above to access the online registration form. Shortly after you complete the registration form, you will receive an email confirming your registration. Please make sure your registration has been confirmed prior to your arrival onsite at the conference. Online registration closes one day prior to the start of the program. Conference registration is limited and available on a first-come, first-served basis.
Annual Conference fees include receptions on Sunday, Monday and Tuesday, continental breakfasts on Monday, Tuesday and Wednesday, lunches on Monday, Tuesday and Wednesday, refreshment breaks, attendance to all sessions and conference materials.
Free On-Demand Access Two Weeks After the Conference
All conference sessions will be available for on-demand viewing free of charge to all FINRA member firms and Certified Regulatory and Compliance Professional (CRCP) program participants two weeks after the live event.
The special discounted rate for the first 100 registrants is non-refundable. For all other registration categories, a full refund—less a $100 processing fee—will be granted to written requests received 14 days or more prior to the start date of the program. We regret that refunds will not be granted after May 5, 2014.
The 2014 FINRA Annual Conference will take place at:
Renaissance Washington, DC Downtown Hotel
999 Ninth Street, NW
Washington, DC 20001
Phone: (202) 898-9000
Toll free: (800) 468-3571
A room block is available at the Renaissance Washington, DC Downtown Hotel at the special rate of $299 per night, plus tax. This rate is available until April 26, 2014, or until the room block is sold out. Hotel reservations will then be accepted on a space- and rate-available basis. Reserve a room online or call (202) 898-9000 or (800) 468-3571 and identify yourself as a 2014 FINRA Annual Conference attendee.
FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.
Please note that hotel reservations, cancellations and charges are the attendee’s responsibility.