Jackie Perrell

Jackie Perrell is Senior Vice President, Unified Services in Regulatory Operations. In this role, Ms. Perrell is responsible for overseeing a broad range of business operations and regulatory compliance and support functions that enable more effective and efficient operations across the department.

Since joining FINRA, Ms. Perrell has held various senior positions within the organization. Most recently, she was Senior Vice President and Chief of Staff of Market Regulation and Transparency Services. Prior to that role, she served as Vice President and Head of Market Fraud Investigations in Member Supervision, overseeing investigations involving potentially fraudulent activity in U.S. equity and over-the-counter securities markets, and served as Vice President and Senior Advisor in Member Supervision’s Office of Chief of Staff. Prior to joining FINRA, Ms. Perrell worked in private practice representing broker-dealers in connection with SEC and FINRA investigations, served as an Administrative Law Judge in Maryland, and worked at the SEC in the Office of Compliance Inspections and Examinations.