FINRA Board of Governors Meetings

The FINRA Board of Governors met last week in New York.

The FINRA Board of Governors is holding its first meeting of the year this week.

The FINRA Board of Governors held its final meeting of the year December 10-11.

The FINRA Board of Governors is holding its final meeting of the year this week.

The FINRA Board of Governors met September 17-18 in New York. It was the first meeting for its two newly elected industry Governors: new Large Firm Governor J. Bradford Eichler, chief operating officer at Stephens Inc., and new Small Firm Governor Erin Baskett, chief executive officer of Sine Qua Non Capital LLC.

The FINRA Board of Governors is holding its third meeting of the year this week.

The FINRA Board of Governors met recently in Washington, and I am pleased to share some updates. The Board approved:

The FINRA Board of Governors held its first meeting of the year last week, and I am pleased to share some updates from our discussions, including the election of a new Board Chair.

The FINRA Board of Governors will hold its first meeting of the year next week.

The FINRA Board approved FINRA’s 2025 budget and a rulemaking item related to outside business activities and private securities transactions, and appointed new members to the SFAC and NAC.

The FINRA Board announced two newly appointed Industry Governors, received an update on FINRA’s Enforcement Digital Transformation and continued discussions around FINRA’s long-term financial planning.

The FINRA Board of Governors meets this week.

Read CEO Robert Cook’s email to firms previewing topics the Board is scheduled to discuss at the July 2024 FINRA Board of Governors Meeting.

During its May 8-9 meeting, the FINRA Board of Governors approved FINRA’s 2023 Annual Financial Report and appointed new members to FINRA’s Advisory Committees.