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2019 Small Firm Advisory Committee Election

On October 21, 2019, FINRA announced the Small Firm Advisory Committee (SFAC) election for New York  Region. Eligible small firms in the New York Region were mailed a copy of the Notice and a ballot to vote in this election. Ballots must be returned no later than November 20, 2019, and the newly elected SFAC member will take office in January 2020.


Firms may vote for one candidate for the region corresponding to the district to which they are assigned in the Central Registration Depository. To review the candidates, please follow the link below.

New York Region : New York (the counties of Nassau and Suffolk, and the Bronx, Brooklyn, New York County, Queens and Staten Island) (District 10)