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2022 FINRA Firm Grouping Conference

2022 FINRA Firm Grouping Conference | December 1 | Kissimmee, FL

FINRA Firm Grouping Conference is a one-day conference designed to provide financial professionals associated with FINRA member firms the opportunity to engage in key discussions with FINRA staff and connect with industry leaders and peers. The conference includes thoughtful discussions around the future landscape of the financial services industry. In-person attendees have access to breakout sessions tailored to their firm grouping.*

*Please note: Only plenary sessions will be available to virtual attendees.


View the agenda for the 2022 Firm Grouping Conference. This agenda is subject to change.


Gaylord Palms Resort & Convention Center
6000 W Osceola Pkwy
Kissimmee, FL 34746

Important Pre-Event Information

COVID-19 Requirements for In-person Attendees

As of September 9, 2022:

Health and Safety Requirements for FINRA Meetings and Conferences
To sustain a healthy and safe environment, FINRA will be using an approach based on CDC COVID-19 Community Levels (Low, Medium, High) for in-person meetings in line with FINRA’s COVID-19 policy. The current COVID-19 variants spread easily through airborne transmission.  In addition, the current variants are more infectious than the original virus and can result in reinfections for those who might have been previously infected.

As part of our commitment to creating the safest possible environment for our in-person events, we strongly recommend that all attendees do the following for all in-person meetings regardless of the CDC COVID-19 Community Level:

  • Stay up to date with COVID-19 vaccinations, including all primary series doses and boosters for their age group.
  • Take a rapid COVID test prior to attending a meeting to ensure that you are not carrying the disease.
  • Wear a mask in indoor settings if you are at high risk for severe illness.

If the CDC COVID-19 Community Level is High in the location where the meeting will be held, all attendees and staff will be required to:

  • Attest to testing negative to a rapid COVID-19 test within 24 hours of travel and in person interactions at the meeting or conference. 
  • Attest to testing negative to a rapid COVID-19 test prior to the fourth day if the meeting is longer than 3 days.
  • Wear a mask.

Additionally, FINRA recommends that you review the current CDC guidance for protecting yourself from COVID-19 found at

The health requirements for each event may be affected by changes in the CDC COVID-19 Community Levels.  You will be notified in advance of any changes to health requirements for this event if the CDC COVID-19 Community Levels change.  You can monitor the CDC COVID-19 Community Levels for all locations in the country at



A room block is available at the Gaylord Palms Resort & Convention Center at the special room rate of $189 per night, plus tax. The rate is available until November 7, 2022, or until the room block is sold out.

Room Reservation Process for FINRA Programs
To reserve a room at the conference hotel, you must first register as an attendee for the conference. A hotel reservation link will then be provided in your registration summary page and your registration confirmation email. Please contact us with any additional questions.

Registration Fees

In-Person Rates

FINRA Member
must provide valid CRD #


Virtual Attendee Rates

Please note: Only plenary sessions will be available to virtual attendees.

FINRA Member Firm
must provide valid CRD #

In-person conference fees include attendance to all sessions and conference materials, scheduled breakfast, lunches and receptions.

Conference registration is limited and available on a first-come, first-served basis. Payment is required at the time your registration is submitted. You will receive an email confirmation of your completed registration form and payment. Please make sure your registration has been confirmed prior to your arrival onsite at the conference.

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.


Full refunds for registration fees will be granted to written requests received 14 days or more prior to the start of the conference. We regret that refunds will not be granted after November 17, 2022.

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.


This event is open to the media.


FINRA members should complete the form below and click "Submit" to proceed.


Don't know your firm's CRD#? Look it up in BrokerCheck.