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2023 FINRA Annual Conference

2023 FINRA Annual Conference | May 16-18 | Washington, DC

Why Attend | Agenda | Start/End Times | Location | Accommodations | Register (Pricing) | Exhibitors | Press | Questions

Why Attend

FINRA's premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.


Agenda

The conference agenda will be provided at a later date.

Start/End Times

  • The first session begins on Tuesday, May 16, at 10 a.m. ET
  • The last session ends on Thursday, May 18, at 12 p.m. ET

Location

Marriott Marquis Washington, DC
901 Massachusetts Avenue, NW
Washington, DC 20001
Directions

Important Pre-Event Information

COVID-19 Requirements for In-person Attendees

As of September 9, 2022:

Health and Safety Requirements for FINRA Meetings and Conferences
To sustain a healthy and safe environment, FINRA will be using an approach based on CDC COVID-19 Community Levels (Low, Medium, High) for in-person meetings in line with FINRA’s COVID-19 policy. The current COVID-19 variants spread easily through airborne transmission.  In addition, the current variants are more infectious than the original virus and can result in reinfections for those who might have been previously infected.

As part of our commitment to creating the safest possible environment for our in-person events, we strongly recommend that all attendees do the following for all in-person meetings regardless of the CDC COVID-19 Community Level:

  • Stay up to date with COVID-19 vaccinations, including all primary series doses and boosters for their age group.
  • Take a rapid COVID test prior to attending a meeting to ensure that you are not carrying the disease.
  • Wear a mask in indoor settings if you are at high risk for severe illness.

If the CDC COVID-19 Community Level is High in the location where the meeting will be held, all attendees and staff will be required to:

  • Attest to testing negative to a rapid COVID-19 test within 24 hours of travel and in person interactions at the meeting or conference. 
  • Attest to testing negative to a rapid COVID-19 test prior to the fourth day if the meeting is longer than 3 days.
  • Wear a mask.

Additionally, FINRA recommends that you review the current CDC guidance for protecting yourself from COVID-19 found at https://www.cdc.gov/mmwr/volumes/71/wr/mm7133e1.htm?s_cid=mm7133e1_w.

The health requirements for each event may be affected by changes in the CDC COVID-19 Community Levels.  You will be notified in advance of any changes to health requirements for this event if the CDC COVID-19 Community Levels change.  You can monitor the CDC COVID-19 Community Levels for all locations in the country at https://www.cdc.gov/coronavirus/2019-ncov/your-health/covid-by-county.html.

 

Accommodations

The following room blocks are available at a special rate until the date listed below or until the room block is sold out: 

  • Marriott Marquis Washington, DC – $353.00 per night, plus tax until April 24, 2023
  • Courtyard by Marriott Washington Downtown/Convention Center – $349.00 per night, plus tax until April 21, 2023
  • Residence Inn Washington Downtown/ Convention Center - $375.00 per night, plus tax until April, 21 2023

Room Reservation Process for FINRA Programs
To reserve a room at the above hotels, you must first register as an attendee for the conference. A hotel reservation link will then be provided in your registration summary page and your registration confirmation email. Please contact us with any additional questions.

Registration

Individual Attendee Rates

FINRA Member
must provide valid CRD #
$795
$795 - First 100 thru 10/7/2022
$1,395 - Up to 500 thru 3/31/2023
$1,595 - 500+ or after 3/31/2023
REGISTER
FINRA Member (Small Firm)
must provide valid CRD #
$395
$395 - First 100 thru 10/7/2022
$495 - Up to 500 thru 3/31/2023
$495 - 500+ or after 3/31/2023
REGISTER
Attorney
$1,095
$1,095 - First 100 thru 10/7/2022
$1,695 - Up to 500 thru 3/31/2023
$1,895 - 500+ or after 3/31/2023
REGISTER
Government/Regulator
$795
$795 - First 100 thru 10/7/2022
$995 - Up to 500 thru 3/31/2023
$1,195 - 500+ or after 3/31/2023
REGISTER
Non-Member
$1,395
$1,395 - First 100 thru 10/7/2022
$1,995 - Up to 500 thru 3/31/2023
$2,195 - 500+ or after 3/31/2023
REGISTER
 


Group Rates* (Per Person)

FINRA Member
(3-5 attendees)
must provide valid CRD #
$795
$795 - First 100 thru 10/7/2022
$1,180 - Up to 500 thru 3/31/2023
$1,340 - 500+ or after 3/31/2023
REGISTER
FINRA Member
(6 or more attendees)
must provide valid CRD #
$615
$615 - First 100 thru 10/7/2022
$1,000 - Up to 500 thru 3/31/2023
$1,160 - 500+ or after 3/31/2023
REGISTER
FINRA Member (Small Firm)
(3 or more attendees)
must provide valid CRD #
$270
$270 - First 100 thru 10/7/2022
$370 - Up to 500 thru 3/31/2023
$370 - 500+ or after 3/31/2023
REGISTER
Attorney
(3 or more attendees)
$1,095
$1,095 - First 100 thru 10/7/2022
$1,440 - Up to 500 thru 3/31/2023
$1,610 - 500+ or after 3/31/2023
REGISTER
Non-Member
(3 or more attendees)
$1,395
$1,395 - First 100 thru 10/7/2022
$1,690 - Up to 500 thru 3/31/2023
$1,860 - 500+ or after 3/31/2023
REGISTER
 

A full refund will be granted to written requests received 14 days or more prior to the start date of the program.

*Available to firms registering 3 or more employees at the same time with the same credit card. Please follow instructions in registration system.

Conference fees include attendance to all sessions and conference materials, scheduled breakfast, lunches and receptions.

Conference registration is limited and available on a first-come, first-served basis. Payment is required at the time your registration is submitted. You will receive an email confirmation of your completed registration form and payment. Please make sure your registration has been confirmed prior to your arrival onsite at the conference.

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.

Exhibitors

If you are interested in being an exhibitor at the 2023 Annual Conference, contact Jeff Arcuri via email.

Press

This event is open to the media. Please contact us with any media inquiries.

Questions

Please direct questions about registration to (800) 321-6273 or via email.

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

SIGN-UP

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