2023 Small Firm Conference
The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.
View the brochure for the 2023 Small Firm Conference.
Santa Monica, CA
The 2023 FINRA Small Firm Conference was held October 25-26. Register now for the 2024 FINRA Small Firm Conference.
If you are interested in being an exhibitor at the 2024 Annual Conference, contact Jeff Arcuri via email.
Please direct questions about registration to (800) 321-6273 or via email.
This event is not open to the media.