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FINRA Firm Grouping Member Forum: Capital Markets and Investment Banking

Event banner: FINRA Firm Grouping Member Forum: Capital Markets and Investment Banking October 5, 2021

FINRA Firm Grouping Member Forums are one-day free events designed to provide financial professionals associated with FINRA member firms the opportunity to engage in key discussions with FINRA staff and connect with industry leaders and peers. The forums also include thoughtful discussions around the future landscape of the financial services industry and provides opportunities to meet one-on-one with FINRA Risk Monitoring Analysts, Directors, and Single Points of Accountability (SPoA) to discuss firm-specific questions.

There is no cost to attend this event.

Register


View the agenda for the Firm Grouping Member Forum.


Additional Information


Please direct questions about registration to (800) 321-6273 or via email.

This event is not open to the media.

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

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