Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

FINRA Firm Grouping Member Forum: Diversified and Carrying & Clearing

2021 FINRA Firm Grouping Member Forum: Diversified and Carrying & Clearing

FINRA Firm Grouping Member Forums are one-day free events designed to provide financial professionals associated with FINRA member firms the opportunity to engage in key discussions with FINRA staff and connect with industry leaders and peers. The forums also include thoughtful discussions around the future landscape of the financial services industry and provides opportunities to meet one-on-one with FINRA Risk Monitoring Analysts, Directors, and Single Points of Accountability (SpoA) to discuss firm-specific questions.

There is no cost to attend this event.

Register


The agenda for the Firm Grouping Member Forum will be posted at a later date.

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.

This event is not open to the media.

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

SIGN-UP

Don't know your firm's CRD#? Look it up in BrokerCheck.