FINRA Firm Grouping Member Forums are one-day free events designed to provide financial professionals associated with FINRA member firms the opportunity to engage in key discussions with FINRA staff and connect with industry leaders and peers. The forums also include thoughtful discussions around the future landscape of the financial services industry and provides opportunities to meet one-on-one with FINRA Risk Monitoring Analysts, Directors, and Single Points of Accountability (SpoA) to discuss firm-specific questions.
Recordings of sessions are available to FINRA member firms and CRCP® graduates. View the recorded sessions from the 2021 FINRA Firm Grouping Member Forum: Diversified and Carrying & Clearing. View the online brochure for a list of sessions and their descriptions.
Please direct questions about registration to (800) 321-6273 or via email.
This event is not open to the media.