FINRA Gateway

FINRA Gateway provides an integrated platform that streamlines how member firms manage their regulatory and compliance obligations. This intuitive system delivers a more efficient, consistent experience across all your FINRA interactions.

FINRA Gateway integrates with and will ultimately replace FINRA's legacy regulatory systems, offering a single access point for the following:

  • Registration filing systems (CRD, IARD)
  • Financial and operational filing systems
  • Compliance tools and resources
  • Reporting tools
  • Requests for information and document requests

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Form ADV, ADV-W and ADV-E Moving to FINRA Gateway

FINRA is continuing its multi-phase registration system modernization by incorporating IARD program filing capabilities into FINRA Gateway. The updated platform will offer users a more efficient experience and provide 24/7 filing capability. Throughout this effort, FINRA is collaborating closely with the SEC, NASAA, and state regulators to ensure alignment with regulatory requirements.

The IARD migration to FINRA Gateway will proceed incrementally, starting with initial and amended Forms ADV, ADV-W, and ADV-E in 2026. Firms should expect to use both Classic IARD and FINRA Gateway until full integration is complete. FINRA will post key milestone dates and supporting resources on IARD.com as they become available.

Get the Most Out of FINRA Gateway

When you log in to FINRA Gateway, you will gain access to interactive tutorials and quick reference guides designed to help you navigate the platform efficiently and confidently.

FINRA Gateway Reports

Transform your data into actionable insights with FINRA Gateway Reports (formerly Dynamic Reporting). This powerful tool helps your team answer critical questions and make informed decisions using your data.

Explore Gateway Reports >

Gateway Training & Tutorials

Access our comprehensive FINRA Gateway training resources to master the platform's capabilities and optimize your compliance workflows. Our video tutorials guide you through key features and best practices at your own pace.

View Training Resources >

Frequently Asked Questions

Find answers to common questions about FINRA Gateway. Need additional support? Contact our dedicated team at 301-590-6500 or email us for support.

Release Notes

See what's new with the latest FINRA Gateway enhancements and new features to ensure you're maximizing the platform's capabilities.