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UPC Advisory

Uniform Practice Code Advisories are notices that pertain to unusual circumstances such as extremely large dividends, when-issued settlement dates, ex-interest dates for bonds, worthless securities, cancelled IPOs, etc. Their intent is to announce rulings, interpretations, exemptions and advisories on these subjects; to facilitate the transaction of a member's day-to-day business; and to eliminate business disputes and misunderstandings that may arise from uncertainty and lack of uniformity in such matters, The subjects addressed in the Uniform Practice Code Advisories are subject to the provisions of the FINRA Uniform Practice Code (Rule 11000 Series), which is administered by FINRA Operations.

Date UPC No. Title Format - Size
62-02 Crestland Cooperative PDF - 19.44 KB
60-02 Composite Industries of America Inc | JAG Media Holdings Inc PDF - 19.06 KB
59-02 Venturi Technologies Inc PDF - 21.32 KB
57-02 AAI Foster Grant Inc | USN Communications Inc PDF - 21.89 KB
58-02 Fruit of the Loom Inc PDF - 21.34 KB
56-02 AAI Foster Grant Inc | AMF Bowling Worldwide Inc PDF - 19.96 KB
55-02 Contour Energy Co | Pacific Dunlop Limited | Video City Inc PDF - 124.26 KB
54-02 Sun Healthcare Group Inc PDF - 86.1 KB
53-02 Acme Metals Inc PDF - 20.96 KB
51-02 Timco Aviation Services Inc f/k/a: Aviation Sales Company | Williams Communications Group Inc PDF - 20.08 KB
52-02 VIZRT Ltd PDF - 17.76 KB
50-02 Fruit of the Loom Inc | Sun Healthcare Group Inc PDF - 20.12 KB
49-02 American Homestar Corporation | Trans-Global Interactive Ltd PDF - 22.32 KB
48-02 Millionaire.com | Spectrum Oil Corp PDF - 20.13 KB
47-02 Call-Net Enterprises Inc PDF - 20.08 KB
46-02 Costilla Energy Inc | Source Media Inc PDF - 20.46 KB
45-02 Jagnotes.com Inc PDF - 18.35 KB
43-02 Jagnotes.com Inc PDF - 18.87 KB
44-02 Global TeleSystems Inc | Marks & Spencer Group | Northeast Optic Network Inc PDF - 23.88 KB
42-02 Instrumentarium Corp | U S Office Products Company PDF - 22.09 KB
40-02 Adelphia Business Solutions Inc | Chiquita Brands International Inc PDF - 11.11 KB
41-02 Cuddy International Corp PDF - 12.35 KB
39-02 Chiquita Brands International Inc PDF - 9.23 KB
38-02 Loew's Cineplex Ent PDF - 12.67 KB
36-02 Consoltex Group Inc | Desa International Inc | Imperial Sugar Company PDF - 11.32 KB