2015 FINRA Annual Conference

FINRA Annual Conference

May 27 - 29, 2015

FINRA's Annual Conference includes nearly 40 sessions designed to help you navigate toward a strong culture of compliance—whether you’re new to your compliance role or a seasoned veteran.

In response to attendee feedback, this year's Annual Conference builds upon important regulatory updates to provide compliance officers, legal professionals, branch managers and others with the tools to develop and maintain an effective compliance framework.

  • Nearly 40 panels and more than 100 speakers
  • Networking with industry experts, peers and regulators
  • Opportunity to earn CLE, CPE and CRCP continuing education credits

Don't miss FINRA's premier event. We look forward to seeing you there.

REGISTER for Live Broadcast

Why Attend

Hear what’s new and what’s back by popular demand.

Watch the Video

The 2015 FINRA Annual Conference will have more of the features attendees like most—and new additions in response to attendee feedback.


There are two ways to participate: in-person or online.

  1. In-person:
    Marriott Marquis Washington, DC
    901 Massachusetts Avenue, NW
    Washington, DC 20001

    Make Hotel Reservations | View on Map

    A room block is available at the Marriott Marquis Washington, DC at the special rate of $325 per night, plus tax. This rate is available until May 1, 2015, or until the room block is sold out. Hotel reservations will then be accepted on a space- and rate-available basis. Reserve a room online or call (202) 824-9200 or (877) 212-5752 and identify yourself as a 2015 FINRA Annual Conference attendee.

    Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.
  2. Online broadcast:
    Sessions will be video or audio broadcast live online. Online participants receive access to all conference materials, and can ask questions in real time. Since recordings of most sessions will be made available on-demand after the conference, participants can catch up on sessions they miss live. Registration for the online broadcast will open in January 2015.


In Person - Individual First 100
Through 10/01/14
Up to 500
Through 3/31/15
500+ Or
After 3/31/15
must provide valid CRD #
$795 $1,395 $1,595
must provide valid bar ID #
$1,095 $1,695 $1,895
Government / Regulator $795 $995 $1,195
Non-Member $1,395 $1,995 $2,195
In Person- Group *
(Per Person)
First 100
Through 10/01/14
Up to 500
Through 3/31/15
500 or
After 3/31/15
must provide valid CRD #
$795 $1,180 $1,340
must provide valid bar ID #
$1,095 $1,440 $1,610
Non-Member $1,395 $1,690 $1,860
Live Broadcast Viewer License Fees                  
Member (Small Firms) $500
Member $2,800
Government / Regulator $2,800
Attorney / Non-Member $5,000

The special discounted rate for the first 100 in-person registrants is non-refundable. For all other registration categories, a full refund—less a $150 processing fee—will be granted to written requests received 14 days or more prior to the start date of the program. Refunds will not be granted after May 13, 2015.

* Available to firms registering 3 or more employees at the same time with the same credit card. Please follow instructions in registration system.


If you are interested in being an exhibitor at the 2015 Annual Conference, contact Jeff Arcuri at (508) 759-8180 or via email.

View list of 2015 FINRA Conference Exhibitors.


Please direct questions about registration to (202) 728-6980 or via email.