FINRA on Twitter
Time can be a young person's most valuable asset. Need proof? Here's a look at what can happen if you start saving for #retirement at age 22 vs 30 ▶️ https://t.co/Pdp6DvwXNf pic.twitter.com/x0zzvaCE0s— FINRA (@FINRA) January 18, 2022
We've issued a notice to help firms review, reconcile and respond to their Final Statements in E-Bill. The deadline to remit payment for any additional amounts owed and to report any discrepancies to FINRA is Jan. 28, 2022.— FINRA (@FINRA) January 18, 2022
Learn more: https://t.co/cbomnhBsP0 pic.twitter.com/RxnXyZ77j2
As seen in the January Disciplinary Actions, we recently barred several individuals for violations ranging from converting customer or firm funds to engaging in outside business activities without the firm's permission.— FINRA (@FINRA) January 18, 2022
Learn more: https://t.co/ycbnwVicla pic.twitter.com/ZLPlZrPM02
FINRA is dedicated to protecting investors and safeguarding market integrity in a manner that facilitates vibrant capital markets.
Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA is a government-authorized not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.
- every investor receives the basic protections they deserve;
- anyone who sells a securities product has been tested, qualified and licensed;
- every securities product advertisement used is truthful, and not misleading;
- any securities product sold to an investor is suitable for that investor's needs; and
- investors receive complete disclosure about the investment product before purchase.