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Harry Phillips Comment On Regulatory Notice 22-08

I am able to make my own investment decisions. I do not require the federal government and certainly not unelected folk to try to "protect" me from funds that I use to offset the risks of other investments. The effect of the proposed regulations is such that it will make it much more difficult for me to protect myself and it will make such funds only available to the privileged. This is a horrible idea. You are proposing to regulate me from insuring myself. It's a very bad idea and unAmerican. Please stop this effort.

Keenan Bone Comment On Regulatory Notice 22-08

I took the the Financial Program and it did not help. The broker intercedes and advises on all vehicles I trade.
For years I have timed and learned the markets.
It only comes from experience in testing and not some education program. It is trying different vehicles then testing for knowing how they work

Regulations do not protect the beginner and what test can any one come up with to compete with trying and learning.
People with little money need to learn through trial and error.

2021072663501 Jeremy Clay Burk CRD 5586674 AWC lp (2022-1654734031340).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072663501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeremy Clay Burk (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 5586674 Pursuant to FINRA Rule 9216, Respondent Jeremy Clay Burk submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.