Skip to main content

John Lupomech Comment On Regulatory Notice 22-08

I have been investing on my own for most of my adult life through a process that uses all means available to learn about the best methods and options to secure my family's future.

Investing is always risky, markets do not always continue to go up. However, through the use of leveraged funds I have an opportunity to boost my results above typical market returns while taking into consideration that these funds are only a complement to my overall investment strategy. I allocate their use with a small segment of my overall investments fully understanding the inherent risks.

Ronald Rogers Comment On Regulatory Notice 22-08

Violates the Existence of a Free Market is a basic principle of trading in the Stock Market. The inverse leveraged Securities have taken a Hugh Beating while the Indexes continued to rise.
Now that the Trends are changing Regulators are wanting to
place restrictions on these leveraged inverse funds.

Short Selling is not regulated and it is normally augured that it is necessary for a Free Market. If that is true, the same should apply to the leveraged and inverse funds.

Ryan King Comment On Regulatory Notice 22-08

I oppose this regulation because the etf/fund is already obligated by federal law to disclose risks and fees to the public. If a potential investor wants to invest in these securities, especially in a self directed brokerage account, they are acknowledging the disclosures laid out by the fund. Detailed disclosure is already listed in the fund/etf prospectus. Adding additional hurdles limits liquidity and free market investment

Cody Coggins Comment On Regulatory Notice 22-08

I am a small investor who would like to continue to choose my own investments, including the ones that this FINRA rule would restrict as too "complex". I've spent considerable time educating myself on investment theory and the value of a diversified portfolio, and I use a mix of "complex" and conservative investments to match my goals and risk tolerance. If the new rule is approved, I would lose the flexibility to use these investments.