| FINRA.org Skip to main content

John Kuzma Comment On Regulatory Notice 22-08

I have been trading leveraged and inverse funds for some time now and should remain to be allowed to do so without further qualification. I am aware of the risk involved and, as a responsible investor, should not be subject to special tests or requirements to trade in these vehicles other than being aware of the risks involved. I do not think my access should be limited from any particular segment of the marketplace. These are important vehicles that have allowed me to hedge my account and, at times, seek better returns.

Nancy Williams Comment On Regulatory Notice 22-08

Regarding the proposed FINRA Regulatory Notice #22-08, I strenuously object to ANY legislation restricting ANY investment I choose to make. I have my own best interests at heart -- regulators only want power and could care less whether I have access to the investments I need for my own personal financial security. It is appalling how patronizing, paternalistic, meddlesome, and tyrannical regulators are becoming. I am perfectly able to understand leveraged and inverse fund risks, and these investments are crucial to my ability to hedge my portfolio.