Skip to main content

Jose Roviralta Comment On Regulatory Notice 22-08

I have been investing in leveraged ETFs for at least 30 years.
It is very unfair to see my TQQQ s dropping from almost $90 to the current level of $36, I kept adding to my investment as the price dropped and now that I have the opportunity to buy cheaper regulators want to prevent me from investing to add to my devalued position. I know exactly what Im doing, it is on my own risk and the US is a free market economy (or so I was told)

Michael Avtonomoff Comment On Regulatory Notice 22-08

Leveraged ETFs have sufficient disclosures for retail investors to understand what they are buying. It is ridiculous you’re considering additional restrictions.

Are you also exploring limitations on 100% equity portfolios because some investors might naively sell during market downturns?

The onus is not on FINRA to ensure people don’t make poor investment decisions. Having sufficient disclosures is more than enough.