Shivani Kaul Comment On Regulatory Notice 22-08
I would like to have the opportunity to invest in the funds that are correct for my family and not be restricted
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
I would like to have the opportunity to invest in the funds that are correct for my family and not be restricted
I want to express that I oppose any additional regulation on my ability to invest in leveraged ETFs. My investment company, Fidelity Investments, already has a screen to limit investors options in investing based on their investment experience. I also had to sign additional documents with them stating I knew the risk of leveraged funds. I have invested in leveraged funds for over 10 years. I know the risk as does most who invest in these type securities. No need for more regulation.
THe I in IRA is my individual acct. I as an indivdual am responsible for my acct. This investments were ok while the market was going up. It should be ok for when the market stops declining and starts going up again after it hits a bottom. I am aware of the riskd and except the risk. I dont want someone to tell me how to invest.I plan on using the funds as to improve my investments when the markets improve.
Dear FINRA, I was alarmed to learn that you are considering measures to restrict or prevent investors from buying a broad range of public securities which could include leveraged and inverse funds. I have been using these types of funds for well over a decade and consider them an essential tool in managing my portfolio. I do not need or want these changes. I want the freedom to choose my own investments with no interference. Please do not prevent or restrict these products!
I should have the right to take risk and be able to manage my own money without FINRA interference. Its unfair to me that I work so hard and yet someone else can tell me what I can and cant invest in.
I strongly oppose any restrictions on investing in leveraged and inverse funds.
The public should be able to decide where to invest OUR money. I am a small investors and making these products only available to just the "privileged" is just another example of the unfairness in the current environment of our economic system.
As a small investor I am completely able to understand these funds and how to use them in my investing strategy. In fact they are extremely important to me for generating returns.
I strongly oppose any restrictions on investing in leveraged and inverse funds.
The public should be able to decide where to invest OUR money. I am a small investors and making these products only available to just the "privileged" is just another example of the unfairness in the current environment of our economic system.
As a small investor I am completely able to understand these funds and how to use them in my investing strategy. In fact they are extremely important to me for generating returns.
I strongly oppose FINRA Regulatory to restrict my right to utilize leveraged and inverse funds to make my investment choices. I use them extensively to hedge and to extend returns; and by regulating them, you are taking my freedom of investment choices. I believe this regulation also could lead to unfair or even discriminatory treatment of investors; regulation favorable toward high net worth and financial management companies. Please do the right thing and don't restrict people's right to choose their investment choices.
Look to who it mat concern i am not liking this push to communism since when do we need approval of a stock / investment if it have pasted muster with SECC this [REDACTED] has to stop and stop now
Inverse funds are a tool that even a small investor (in my 401K by the way) can use to hedge his portfolio in a situation like the one we've had in the last two weeks where markets have been declining, and may have further to go. I have offset some of the losses from my long portfolio with the gains from the inverse nasdaq position I'm holding.
Inverse funds are legitimate tools for managing risk. I would like to continue to have access to them.