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Angela Diggs Comment On Regulatory Notice 22-08

Please do not restrict my right or ability to invest. I select the funds I wish to invest in based on my own research, knowledge and risk tolerance. I enter the stock market with full knowledge that it involves risk and no investment is guaranteed to be profitable. With that knowledge, I proceed with the investments I believe are a best fit for the long term success of my family. Please do not limit that ability to those who have taken a test or have already accumulated significant wealth.

Ling Zhang Comment On Regulatory Notice 22-08

I oppose restrictions on your right to invest in public investments. You are putting more regulations only hurt the investors.

Leveraged and inverse funds are important to my
investment strategies. Going though special process will not help me as no one can be perfectly educated in terms of investing. The process you are going to create only creates activities for your team. It may look like your team are working on taming the speculations, but it's not. Quite pathetic.

Kar Wong Comment On Regulatory Notice 22-08

It is an investors right to be able to access the entirety of the public securities markets. To limit this to certain high net worth individuals is discriminatory and likely easily overturned in court. Why waste the public's money on guaranteed litigation? Requiring testing before allowing investment is also a barrier to entry. What if I'm someone of lesser means, do I have to pay to take this test? That's likely going to mean I could invest OR I could take the arbitrary test. Again, this is discriminatory.

Mark Perry Comment On Regulatory Notice 22-08

I'm retired, and I've been investing successfully for over40 years now and in that process have used both leveraged and inverse funds in the stock markets, as well as options and futures, in addition to investing in bonds. I take great exception to the FINRA requirements described in Notice #22-08 now being considered which would limit my ability to access some of these investments without jumping through a bunch of hoops.