Skip to main content

Geoff Bay Comment On Regulatory Notice 22-08

I strongly oppose FINRA efforts to curtail my ability to invest freely per current regulations in any publicly traded fund which I find suitable to my own financial goals. I have for two years developed an investment method, utilizing only the trading of leveraged funds, designed to provide retirement security and financial stability for myself and my two children. I do not require government oversight, training, or control of this method, as I already fully comprehend the risks involved in trading leveraged funds.

Sheryl Perry Comment On Regulatory Notice 22-08

I am an individual investor directing my own portfolios. The right to choose the investment vehicles that I deem best for me and my investment goals, risk tolerance, and interests should be sacrosanct. If I wish to invest in public securities such as leveraged and inverse funds, cryptocurrency funds, etc., doing so should be my choice without regulators dictating to me, requiring special testing or other bars to investment. Public investments should be something every person, not just privileged or politically-connected people, can decide for themselves to use.

Alan Kenny Comment On Regulatory Notice 22-08

Who does the government think they are to determine what public investments I as an individual Im allowed to make? All investments have been vetted by regulatory commissions and are valid, legal, investment instruments that have been made available for decades. The idea that you would impose conditions upon which a private individual can make an investment is essentially communism and entirely illegal for the government to impose. The idea of requiring tests, or cooling off periods, Are far outside of the scope of any regulatory body. What will you do next?