For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
I want to see LESS regulation on investing, not more. I should have public investments available to me. I have great credit and don't want to be tested before using a leveraged account. I understand the risks and so does everybody else. Make an easy to read disclaimer to solve the issue. I'm very upset to hear that the government is trying to control my ability to make money. The government should help, not hinder the people of the Untied States.
Please let us decide what we can buy/sell
I am very concerned about the proposed regulations. I understand that some people do not understand these investments but I should be able to invest in the investments that are right for me. Leveraged and inverse funds are an important part of my investment strategy and can help me hedge the markets during certain periods.
I need to be the one who decides which public investments are right for me and my family. I do not want a government regulator deciding or restricting my ability to choose my investments.
The investor should have freedom to purchase whatever the product he want.
I'm both a financial advisor and an investor, i find the the leveraged etf's are necessary to mitigating long term risk. by themselves they are a problem. but when used corrrectly they help lower volatility of the overall market, and individual investor portfolios, especially since there is no other way to easily hedge the down side in retirement accounts.
i am opposed to investor restrictions on what i can do.
I would like to trade conta ETF and Laveraged ETFs.
Hello,
Do not cut off investing on these leveraged etf's. Especially for seasoned investors like myself.
Thank you
Prior to retirement I was in the securities industry for over 40 years, a substantial period was spent as a partner of a major securities firm as VP in charge of derivatives. I dealt with people and firms with an interest and need to hedge their risk - my own portfolio is hedged appropriately with the instruments you mention. The proposals that you consider are needless and counter productive.