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Lee Dalton Comment On Regulatory Notice 22-08

Do not restrict my personal right to choose which investments I place my capital in. My rights to Liberty and the Pursuit of Happiness carry with it the freedom to choose as I see fit and accept the responsibility of the consequences of those choices. Restricting certain investments to the wealthy and connected elite of our country will only exacerbate the income gap. I use these leveraged funds as a limited part of my total investment strategy and am well aware of the risks involved. I fully understand and assume the responsibility these risks incur.

Tim McGaughey Comment On Regulatory Notice 22-08

I use leveraged and non-traditional investments to diversify and take measured risks in my portfolio. Individual investors are only risking their own funds. Individual investors have never posed a structural risk to the economy. No broker is pushing non-traditional or leveraged investments onto their customers, so the only people using them are those that have made the decision of their own will.