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Lorie Pye Comment On Regulatory Notice 22-08

Public investments and securities should be available to all investors. Individuals should not have to go through special processes to be able to make purchases. Full participation is one of the joys, challenges, and risks of being active in the stock market. Not allowing individuals to fully participate reduces their access and potential growth. The big investment firms already have enough influence over the market, they don't need to shut down the smaller investors too.

Jim Langer Comment On Regulatory Notice 22-08

I should be allowed to invest my money however I wish. Retail investors are at disadvantages already due to high frequency trading, hedge funds, etc.. Retail investors already have to make up for so many things out of their control that it is sad. Regulators have insider knowledge, commercial investors can move markets, using financial planners take an unfair cut of investments and make unnecessary trades just to get commissions, inflation. The list goes on and on. Retail investors should be able to trade as they wish.

Johannes DeWaal Comment On Regulatory Notice 22-08

Afternoon,

I was recently notified about some potential regulation that may impact the ability for ordinary people to invest in complex investments, particularly leveraged funds.

This is troubling to me. In the last 5 years I have been studying investment strategies and just recently took the series 65 with the hopes of helping other people with their investment goals. My studies have had a particularly quantitative bent to them as I am an engineer as well. This has lead me to be increasingly interested in things most investors would consider "complex".