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Todd Wayland Comment On Regulatory Notice 22-08

Dear FINRA regulators,

Private investors should have the right to choose to invest in funds that are a good fit for their investment objectives. It is unfair to eliminate the ability to invest in leveraged funds for the investing public, especially since many of these funds have a proven track record of protecting investment portfolios when used the right way.

If an investor chooses to be irresponsible, it does not matter if they invest in a leveraged fund or unleveraged fund - they will find a way to lose money.

Vance Howard Comment On Regulatory Notice 22-08

Thank you for allowing comments on this subject:
You shouldn't have to go through any special process
like passing a test before you can invest in public securities, like leveraged and inverse funds. These investments are critical to hedging a portfolio. Please allow individuals to make their own choices as to how they invest their money, not the government.
Thank you for your consideration
Vance Howard

Nico JD Comment On Regulatory Notice 22-08

FINRA's tag line is "A vibrant market is at its best when it works for everyone". If FINRA regulators define and determine who may invest and in what then how can it be for "everyone"?
Determining who and what can be invested in seems like just another form of Market Manipulation by them for there "qualified" chosen?
This is more appalling because it's being done under their guise of "protecting me".
Let FINRA vet stockbrokers. Not my investment strategies!