Sean Egan Comment On Regulatory Notice 22-08
It is inappropriate for a regulatory entity to impose restrictions on adults that are capable of making their own decisions when it comes to selecting investments of their own money. No regulatory has the right to tell any American citizen how, when, and where they can spend or invest their money.
FINRA already regulates those that commercially sell to, coach, and suggest investment opportunities to investors. If FINRA wants to control everything, perhaps they should offer to consult with every investor prior to investing in a complex investment.