Skip to main content

Chuck Elzy Comment On Regulatory Notice 22-08

I strongly object to the idea that an investor must go through a special process (like passing a test, special approval, etc.) in order to invest in public traded investments. Leveraged funds are important to my investment strategies. It allows for methods to hedge against losses and take advantage of opportunities created by these types of instruments. Currently there are protocols in place that all investors are constantly being warned by brokers of the inherent risks at all phases of the investment.

Jack Dodgen Comment On Regulatory Notice 22-08

Leveraged and inverse ETF products are fantastic tools that enable investors of every size to structure their own investment strategy. I personally use leveraged ETFs to generate market comparable returns while retaining a higher cash position than I would otherwise be able to do. I've also used inverse ETFs to protect my portfolio during falling markets. My young adult children invest in leveraged ETFs in their Roth IRAs to maximize long term investment gains.

Eran Zylinski Comment On Regulatory Notice 22-08

Dear FINRA,

Leveraged funds are an important part of my personal investment strategy, and as public offerings, should be available to the public without restrictions or requiring special authorizations.

Fund descriptions are made available so that myself and the general public are able to research what we invest in and assess our own individual risks. It is our responsibility to understand these risks and decide our own investment strategies accordingly. Do not restrict the public from the ability to invest in public offerings.