Christian Kengor Comment On Regulatory Notice 22-08
Please let investors decide.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Please let investors decide.
I want the option to invest in these products without over-regulation.
All should be able to choose the public investments that are right for themselves and family. Public investments should be available to all of the public, not just the privileged. This includes leveraged and inverse funds, and should not be limited in any manner, nor subject to any arbitrary criteria, especially not by non-elected bureaucrats.
Gentlemen: the proposed regulation of US ETFs goes against everything this country stands for. 1) I should be able to choose which investments I invest inNOT by permission of the federal government. 2) I should NOT have to take a test to determine whether or not I can invest money that I have earned myself. 3) ETFs are important to my investment strategies.
Please leave investing to individual citizens.
Comments:Please don't make risk choices for me regarding what instruments I choose to purchase. My entrepreneurial risks must be my own in this free economy.
believe in "Right to Invest". Every individual in the Free world must have the "Right to Invest". Every Financial Tool & Instruments must be available for all not just the handful few.
I'm not in support of the regulation.
We have every right to invest on leveraged etfs.
I oppose restrictions to my right to invest in public investments. I should be able to freely choose the public investments that I want to invest in without anyone interfering in my free choice. Public investments should be available to all of the public.
Hello, As a person who has personally traded leveraged funds for years it would be detrimental to both myself and my family to be restricted from doing so. I do not feel that it is appropriate for you to restrict us from trading these funds. Leveraged funds are a key part of our investment strategy and we understand the risks associated with them. We feel that if we choose to invest our money into them then that should be our right to do so even if they present risks. We should not be forced to get a license or take a test to continue trading the way that we have been doing.
I would like to submit my opposition to the actions to restrict access to certain funds that are deemed "complex". The funds are the small investors only ability to hedge their accounts against certain market risks. Without them we are left exposed to unnecessary risks. It's a bad idea to restrict investment opportunities. The reality is that these types of funds may be the only ability to make gains should the market go into an extended flat or down period.