Piero Marinucci Comment On Regulatory Notice 22-08
Please allow us to continue to trade and invest as freely as you do.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Please allow us to continue to trade and invest as freely as you do.
I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged.
I OPPOSE RESTRICTIONS TO MY RIGHT TO INVEST I not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public not just the privileged. I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on me.. Leveraged and inverse funds are important to my investment strategies.
You might have noticed some market volatility over the last couple of decades. There is no better way for small investors to protect themselves than with leveraged and inverse funds. Please resist the urge to pass legislation that is unlikely to accomplish whatever objectives are being touted.
Please stop treating smart people like they are stupid. The stupid ones will never look far enough into an investment to make a mistake, or if they do, its their fault. Give the smart ones a chance to make investments that will increase their wealth. My son is worth about $850K - he can't invest in many things that require accreditation. Don't deprive him of the ones he can invest in. He is typical of many - almost wealthy enough, smart, growing his wealth through many opportunities, rather than just the stock market.
Free market capitalism is a bastion of personal liberty. It is what makes the United States of America the greatest nation in history. I do not need protection from freedom. Your time could be better spent in ways to numerous to list - BUZZ OFF!
I oppose limitations on my ability to buy the Funds.
We as investors should be able to choose our investments as we see fit. If there are excessive risks they should be noted but let the buyer beware! I prefer to hedge ( especially within IRA's) with leveraged ETF's as options are often not allowed within IRA's. The ability to hedge should not be only for the privileged. Thank you for considering our input!
Please do not impose further regulations on leveraged ETFs. Investors such as myself use these vehicles responsibly to invest in targeted asset classes. We fully realize the risks involved, please do not restrict our ability to invest in these products.
You shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. I'm capable of understanding leveraged and inverse funds and their risks.