FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2019064209301
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Lee B. Taylor (Respondent)
General Securities Representative and Operations Professional
CRD No. 3045030
Pursuant to FINRA Rule 9216, Respondent Lee B. Taylor submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted