FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Charles Scott Burford CRD No. 1658201, Respondent. Disciplinary Proceeding No. 2019064656601 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Charles Scott Burford, a former registered representative with Hilltop Securities Independent Network, Inc. (Hilltop, now know as Momentum Independent Network, Inc.),

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070740101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Daria Lynn Radonski (Respondent) Former General Securities Representative (GSR) CRD No. 2349272 Pursuant to FINRA Rule 9216, Respondent Daria Lynn Radonski submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Lauren Nicole Scheible CRD No. 6952986, Respondent. Disciplinary Proceeding No. 2021069496201 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Respondent Lauren Nicole Scheible (“Scheible” or “Respondent”) failed to provide information and documents FINRA requested pursuant to FINRA Rule 8210, and further failed to appear to provide testimony FINRA requested pursuant to FINRA Rule 8210,