2020068784901 Marceliano Macias CRD 6997916 AWC sl (2021-1634862031097).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020068784901
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Marceliano Macias (Respondent)
Former Investment Company and Variable Contracts Products Representative
CRD No. 6997916
Pursuant to FINRA Rule 9216, Respondent Marceliano Macias submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.