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2020065292102 Elizabeth Ann Sollars CRD 6606776 OHO Decision jlg (2021-1635034808652).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ELIZABETH ANN SOLLARS (CRD No. 6606776), Respondent. Disciplinary Proceeding No. 2020065292102 Hearing Officer–LOM DEFAULT DECISION September 22, 2021 Respondent Elizabeth Ann Sollars failed to respond to two Rule 8210 requests for information and documents and two Rule 8210 requests for on-the-record testimony. For this misconduct, Respondent is barred from associating with any member firm in any capacity.