2020068453101 Yonara Valerio CRD 5754141 AWC va (2021-1630628413455).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068453101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Yonara Valerio (Respondent) Former Investment Company and Variable Contracts Representative CRD No. 5754141 Pursuant to FINRA Rule 9216, Respondent Yonara Valerio submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Tim Palmquist Comment On Regulatory Notice 21-19

When will you people do your jobs big hedges like citadel have been manipulating stocks since the 90’s why is this still being aloud? They didn’t get this big buy playing buy the rules. Do you people even watch the tickets? If you did you would see it. So obviously being manipulated. Explain to me how one company can have stellar news and stock moves down and stocks with no news or bad news stocks rise how does that reflect on true supply and demand we all see you supporting this illegal practice.

2019064594002 Giordan Marc Zaro CRD 6613514 AWC DM (2021-1630628414959).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064594002 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Giordan Marc Zaro (Respondent) General Securities Representative CRD No. 6613514 Pursuant to FINRA Rule 9216, Respondent Giordan Marc Zaro submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Subscribe to