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Luke Sheldon Comment On Regulatory Notice 21-19

Regarding the stocks $AMC and $GME: There must be more transparency about short positions. There should be no self reported data from any entity, there must be a third party overseer. The loop holes regarding short positions and failed to deliver shares (FTD’s) need to be closed. These positions should be made to be paid out and the idea that hedge funds can hide positions in OTM positions or paying a small fine in comparison to the loss is absurd. The fine should be a large penalty or percentage of their position on a security.

Tanner Ryan Comment On Regulatory Notice 21-19

I do not want to sound uneducated or stupid, but I think that there a lot of shady dealings going on in the stock market and I'm afraid that this will effect my portfolio. Please make all short positions be reported. Do we need dark pools? yes! but I wanna see that information too. We all want a free and fair market. I'm not here to be a financial patsy, for crying out loud gas is like 4 dollars, I need my money to grow. The market is the best opportunity for growing my money, however if investors cannot trust the price its a useless endeavor.

Anonymous-CM Comment On Regulatory Notice 21-19

I dont understand how we as the ou lic can figure these things out about naked shorting, rehypothecation, using OTM calls and Puts to hide FTDs and short positions. How can we find this out with limited information, but it seems large institutions are lost. I think it's fair to say that shorting should be reported because hedge funds and large institutions can't be trusted. I mean it's pure plain and simple capitalism promotes profit. Where's money to be made there will be people abusing the system so why aren't the supposed to report things that could abuse the system?

Michael A Lewandowski Comment On Regulatory Notice 21-19

These enhancements/improvements are absolutely necessary. What's currently being allowed is borderline criminal, and without proper accountability, shareholders are being placed at excessive risk. The current regulatory conditions and enforcement are clearly insufficient, leaving investors/shareholders at higher risk, thus requiring better information in order to make decisions about the level of risk in investments. Especially in regard to synthetics, which are questionable to begin with (it appears the SEC has forgotten the events leading up to the market crash in 2008).

Benjamin Roberts Comment On Regulatory Notice 21-19

Something I haven't seen mentioned much lately is the use of dark pools to hide and manipulate trades. It has become far more of a common practice for short sellers to utilize dark pool exchanges to manipulate securities. To add to my early comment about transparency, dark pools need to go away. I can't believe that this practice is actually considered legal in what is supposed to be a free and fair market. Even the one function that dark pools are supposed to actually facilitate is absolutely garbage in a free market.